SIMPLIFY YOUR PLANS’ GOVERNANCE
Welcome to The Navigator
Governance doesn’t have to be a bad word. When planned and managed proactively, a clear governance framework can help you mitigate litigation risk, save you and your clients time and build your business as a go-to advisor.
Explore the Compass Article Library
Our Compass Articles contain critical information to help you navigate the world of governance.
A Prevailing Plan Fiduciary’s Exhibits A, B and C
Many loosely throw around the term “fiduciary governance.” Just like the similarly broad “financial wellness,” …
Crypto Developments: The More Things Change, The More They Stay The Same?
A couple years ago, people gathered to watch the biggest football game of the season and found themselves…
Considerations for Roth in 2024 and Beyond
The term “Rothification” has been around Capitol Hill for a long time. Given that Congress works in 10-year budget…
Start Your Governance Journey
Before you move on to the knowledge library it’s important to learn about demystifying governance first!
Investments Policy Statement
While ERISA does not require an investment policy statement (IPS), in general, most well-run retirement plans have an IPS or other stated investment objectives.
Service Provider Selection and Monitoring
As a plan sponsor, you have assumed the duty to protect your plan participants and beneficiaries under the Employee Retirement Income Security Act (ERISA). Those responsibilities…