SIMPLIFY YOUR PLANS’ GOVERNANCE
Welcome to The Navigator
Governance doesn’t have to be a bad word. When planned and managed proactively, a clear governance framework can help you mitigate litigation risk, save you and your clients time and build your business as a go-to advisor.
Explore the Compass Article Library
Our Compass Articles contain critical information to help you navigate the world of governance.
Delegation, Oversight and Reporting Back to the Board
The Employee Retirement Income Security Act (ERISA) Section 402(a) outlines the essential requirements for the …
Retirement Plan Fee Disclosures
Among the many required disclosures of retirement plans, there are two regarding fees. The Department of Labor …
DOL Updates Cybersecurity Guidance
In September 2024, the Department of Labor (DOL) issued “new” guidance for plan sponsors, plan fiduciaries …
Start Your Governance Journey
Before you move on to the knowledge library it’s important to learn about demystifying governance first!
Demystifying Governance for Your Practice
Streamlined governance processes help you build your business and support your clients. Advisors like you need to do more and more to keep up with ever-changing legislation and…
Demystifying Governance for Your Plan Sponsors
While a governance framework is technically not required by ERISA, it is an integral part of a well-functioning plan and important for protection from legal liability and…